ACH Audit
NACHA requires that all participating Depository Financial Institutions, third-party senders and third-party service providers that provide ACH services conduct an Annual ACH Audit to be performed by December 31 of each year (ACH Rules, Appendix Eight, Section 8.1).
Who better to conduct your annual ACH audit than your resource for electronic payments information and training? A GACHA Accredited ACH Professional (AAP) can conduct your annual ACH audit and examine each facet of your ACH operation.
NACHA Rules Compliance Audit Services include:
- Pre-audit checklist
- Performance of audit requirements as required by Appendix Eight of the ACH Rules/ NACHA Operating Rules
- Review of Sound Business Practices and internal controls
- Review of balancing and reconciliation functions
- Written ACH Audit Management Report with findings and recommendations for improvement
- Audit Certification Form
- Access to auditor for questions after on-site appointment
Conducting your annual ACH audit internally? Order the GACHA ACH Audit Guide from the Publications store under Compliance category.
